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Deposit Regulation Study: Dive Into 10 Regulations - 4 Part Series

Are you in compliance on the deposit side? During this study, we will make our way through 10 regulations and begin to understand who they apply to, how you can stay in compliance, and how to maintain clean operations.

OnDemand
September 25, 2024
September 26, 2024
September 27, 2024
October 1, 2024
Presented by Deborah Crawford
2h total length
10 CRCM Credits
$1,129.00 or 4 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • BSA
  • Compliance
  • Deposit Compliance
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Customer Service Representative
  • Deposit Operations Manager/Specialist
  • Senior Management
  • Training Manager
  • Trainer

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This session will work through an extensive manual on the deposit side of the business. It will complete training requirements on many of these regulations so you can document to regulators that your staff had the regulatory training required for 2024. This is a study so we will take quizzes and review them in each program.

Learn at your desk with your peers! Spend time with Deb Crawford and become the deposit regulation expert at your financial institution. Each section will be two hours of training.

You will receive: a Deposit Regulation Handbook, quizzes, and a certificate.

Series Details

Deposit Regulation Study Part 1 - Regulation D and CC

This webinar will cover Regulation D, products that are transaction and non-transaction accounts. You will learn the big picture of Regulation CC with an emphasis on holds, mobile deposits and substitute checks.

  • Purpose of the regulations
  • Who they apply to
  • Definitions
  • Transaction Accounts
  • Non-transaction Accounts
  • NOW account rules
  • Time Deposits rules
  • Funds availability disclosures
  • Holds
  • New numbers and rules
  • Problems on holds

Deposit Regulation Study Part 2 - Regulation E

This big regulation which includes unauthorized transactions, overdrafts, foreign remittances is a huge risk to the financial institution. Learn the basics of the regulation and some of the hot spots for examiners.

  • Purpose of Regulation E
  • Who it applies to?
  • Definitions
  • Stop Payments
  • Unauthorized electronic transactions
  • Disclosures
  • Overdrafts for one time debit card and ATM transactions
  • Foreign remittances
  • FAQs

Deposit Regulation Study Part 3 - Regulation DD and UDAAP

This webinar will cover unfair and deceptive practices. You will learn about products, interest, disclosures for consumers and how Truth in Savings/Regulation DD was the first attempt at product fairness.

  • Purpose of the regulations
  • Who they apply to
  • Definitions
  • Disclosures
  • Key issues today for examiners on fairness and deception
  • How deposit interest is calculated and paid
  • Who gets TISA disclosures and what has to be in them
  • What to do if there are changes to products

Deposit Regulation Study Part 4 - Regulation P, Identity Theft (FACT Act), Regulation GG, BSA and OFAC

This webinar will cover Regulation D, products that are transaction and non-transaction accounts. You will learn the big picture of Regulation CC with an emphasis on holds, mobile deposits and substitute checks.

  • Purpose of the regulations
  • Key definitions
  • What is identity theft and what is our role in preventing it?
  • What is our role in preventing these crimes and protecting our customer’s privacy
  • Understand the key components of BSA and OFAC
  • What are the exceptions to privacy?
  • When does Regulation GG apply and how do we document compliance
  • And much much more

What You'll Learn

Each webinar in the series will cover specific topics relative to the subject matter.

Who Should Attend

Compliance, Deposit Operations, BSA, Branch Staff, Customer Service Representatives, Management, and Training personnel will all benefit from this session.

Deborah Crawford

Instructor Bio

Deborah Crawford is the President of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.

Continuing Education Credit Information

Deposit Regulation Study: Dive Into 10 Regulations - 4 Part Series has been approved for 10 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for both Live and OnDemand viewing. For questions on certificates, please email support@oncourselearning.com. Certification holders must report these credits at https://aba.csod.com.

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