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Managing Third-Party Relationships

During this program we will look at third-party relationships and intermediaries in light of our BSA/AML/CFT programs and the management of these relationships.

OnDemand
Recorded Tuesday,
January 21st, 2025
2 Presenters
2h total length
$299.00 or 1 Token

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Auditing
  • BSA
  • Compliance
  • Deposit Compliance
  • General Compliance
  • Transaction Compliance
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Senior Management
  • Training Manager
  • Trainer

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Third-party relationship guidance has evolved over the years, and in 2023 guidance was issued that all agencies would follow.

In this webinar, we will look at third-parties and intermediaries in respect to those who provide BSA/AML services and the risks that they bring to our programs.

What You'll Learn

  • Intermediary versus third-party relationships
  • Risk assessments
  • Third-party life cycle
  • Identifying the third-party relationships
  • Planning
  • Due diligence and third-party selection
  • Contract negotiation
  • Ongoing monitoring
  • Termination
  • Governance
  • Oversight and accountability
  • Independent reviews
  • Documentation and reporting

Who Should Attend

BSA officers, BSA staff, compliance, audit, and management professionals will all benefit from this session.

Leslie Nicely

Instructor Bio

Leslie Nicely, Senior Vice President for Gettechnical Inc. brings with her a wealth of practical banking experience. Her 30+ years include various positions with a local community bank including teller, teller supervisor, new accounts, lending, Branch Administration Officer, BSA/AML Officer and Security Officer and more. She graduated from the Virginia Bankers Association School of Bank Management. Her experience includes management, operations, lending compliance, fraud management, training, security and customer service. Her down-to-earth approach to training and her technical expertise makes her a real asset to our industry.

Deborah Crawford

Instructor Bio

Deborah Crawford is the President of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.

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